Compliance Advisor Lead

San Antonio, TX 78216

Posted: 05/16/2022 Job Number: 19230

Job Description

Job Duties:
  • Manages second line of defense oversight of and compliance with Enterprise Monitoring program requirements by the lines of business.
  • Partners with cross functional team members in evaluating first line of defense monitoring plans and activities for adherence with Monitoring program standards
  • Provides Compliance support and guidance to first line of defense on Monitoring program requirements, processes, tools and reporting.
  • Utilizes leadership and collaborative skills in interacting with compliance stakeholders.
  • Fosters cooperation across team and organizational units.
  • Anticipates and identifies future needs, opportunities and potential solutions, and leads cross-functional teams through the problem resolution process.
  • Directs analyses and root cause identification; develops and recommends compliance solutions impacting the enterprise.
  • Provides compliance input on business action plans, projects or operational requests.
  • Develops and delivers all types of messages effectively.
  • Ensures proper implementation of business requirements and identifies outstanding compliance issues.
  • Develops action plans for advancing compliance initiatives and for resolving outstanding compliance issues.
  • Applies expert knowledge of the business, its products and processes.
  • Maintains expert knowledge of the competitive/regulatory landscape and the company's key challenges.
  • Builds processes and relationships that facilitate productive teamwork.
  • Accountable for achieving business objectives and results; provides guidance to cross-functional team members to ensure goal achievement and team success.

Minimum Experience:
  • 6 or more years relevant work experience in compliance, risk or audit functions
  • Demonstrated experience working in a highly regulated environment
  • Advanced knowledge of monitoring and QA processes and reporting

Meet Your Recruiter

Adriana Andrade

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